Elements and Performance Criteria
- Compile and analyse financial information and data
- Identify sources of financial data relating to financial products and financial markets for analysis purposes and collect according to organisational practices
- Analyse financial data using standard financial market investment concepts to evaluate current market position and review this data against selected financial products
- Calculate transaction price
- Formulate financial transaction price using standard organisational practices and taking into account a range of organisational price impacts
- Review price calculated against client requirements and adjust as required
- Advise client of financial transaction price in accordance with organisational guidelines
- Record financial transaction
- Confirm client acceptance of financial transaction price according to organisation requirements and complete relevant transaction documentation as necessary
- Enter all transaction details into organisation’s dealing systems
- Report details of transaction to authorised trade repository where required by regulation